Institutional Strength | Boutique Service
The ETP Fall Forum, presented by the Expert Series, is back! During a full day of informative panels, great speakers, and valuable networking, make sure to connect with the Ultimus associates in attendance. Mike Prendergast will be speaking on the Navigating the ETF Legal & Compliance Landscape panel session.
1:50-2:40PM
Navigating the ETF Legal & Compliance Landscape
The rapid expansion of ETFs is driving an evolving legal, compliance, and regulatory landscape. With the Names Rule set to take effect in December 2025, additional developments—ranging from ETFs as a share class to AI, ESG, Private Assets and crypto—could spark a wave of new regulations. Join our panel of Legal and Compliance experts as they explore the impact of these changes and discuss the steps needed to navigate this shifting terrain successfully.
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